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Aruba’s Treaty-Making Framework: Constitutional Foundations and International Commitments

Introduction

Aruba, a constituent country within the Kingdom of the Netherlands, occupies a unique position in international law due to its autonomous status and specific constitutional framework. Located in the Caribbean, Aruba’s governance structure is shaped by its relationship with the Netherlands, as outlined in the Charter for the Kingdom of the Netherlands (Statuut voor het Koninkrijk der Nederlanden). This article explores Aruba’s treaty-making framework, delving into the constitutional foundations that govern its ability to enter into international agreements, its approach to the incorporation of treaties into national law, and its relationship with key international legal instruments such as the Vienna Convention on the Law of Treaties (VCLT) of 1969. By examining these elements, this article aims to provide clarity on how Aruba navigates its international commitments and to offer insights for other states engaging in treaty-making with this Caribbean nation. The discussion will also address whether Aruba adopts a monist or dualist approach to international law and how treaties are translated into its national legal system, while assessing the implications of its stance on the VCLT for international cooperation.

Constitutional Foundations of Treaty-Making in Aruba

Aruba’s capacity to engage in treaty-making is rooted in its constitutional structure, which is shaped by both its national constitution and the overarching framework of the Kingdom of the Netherlands. The Constitution of Aruba, enacted on January 1, 1986, when Aruba gained its status as a separate country within the Kingdom under the principle of “status aparte,” provides the foundational legal basis for its governance and external relations. However, Aruba’s autonomy in international affairs is limited due to the shared sovereignty model established by the Charter for the Kingdom of the Netherlands. To fully understand Aruba’s treaty-making powers, it is essential to examine the provisions of both the Aruban Constitution and the Kingdom Charter.

Under the Charter for the Kingdom of the Netherlands, Aruba, along with Curaçao and Sint Maarten, is recognized as a country with a significant degree of internal autonomy. However, matters concerning foreign affairs and defense remain the responsibility of the Kingdom as a whole, as stipulated in Article 3 of the Charter. This means that the primary authority for entering into international treaties lies with the Kingdom government, based in the Netherlands. Aruba does not have independent competence to conclude treaties unless explicitly authorized by the Kingdom or in matters falling within its autonomous jurisdiction.

The Constitution of Aruba itself does not contain explicit provisions detailing the procedure for treaty-making. Instead, it operates within the framework of the Charter. According to Article II.1 of the Constitution of Aruba, the legislative, executive, and judicial powers are exercised in accordance with the Charter and within the limits of the autonomy granted to Aruba. This implies that while Aruba has its own government and parliament (the Staten van Aruba), its ability to engage in international agreements is subject to the oversight of the Kingdom. In practice, treaties that affect Aruba are often negotiated and concluded by the Kingdom, with Aruba’s input through consultations or representation in the process, particularly when the subject matter pertains to areas under its autonomous control, such as economic affairs, tourism, or cultural matters.

Moreover, the Charter allows for delegation of treaty-making powers to Aruba under specific circumstances. Article 26 of the Charter provides that the countries of the Kingdom (including Aruba) may, if they so desire, accede to international agreements in their own name in matters within their competence, provided they obtain approval from the Kingdom government. This mechanism reflects a hybrid model where Aruba can participate in treaty-making but does not enjoy full sovereignty in this domain. For instance, Aruba has entered into agreements related to taxation and trade with the consent of the Kingdom, demonstrating its limited but functional role in international legal relations.

In summary, the constitutional foundations of treaty-making in Aruba are characterized by a division of powers between the Kingdom and Aruba itself, as governed by the Charter for the Kingdom of the Netherlands and supplemented by the Constitution of Aruba. While the Kingdom retains ultimate authority over foreign affairs, Aruba can engage in treaty-making within the scope of its autonomy, subject to approval and coordination with the central government in The Hague.

Monist or Dualist Approach to Treaties in Aruba

The incorporation of international treaties into domestic law is a critical aspect of a state’s legal framework, often categorized under the monist or dualist approaches. In a monist system, international law is automatically part of the domestic legal order upon ratification, without the need for additional legislative action. In contrast, a dualist system requires specific national legislation to transform international obligations into enforceable domestic law. Determining whether Aruba adheres to a monist or dualist approach requires an examination of its constitutional provisions and legal practices within the broader context of the Kingdom of the Netherlands.

The Netherlands, as the central entity of the Kingdom, traditionally follows a monist approach to international law. Under Article 93 of the Dutch Constitution, provisions of treaties and decisions of international organizations that are “generally binding” have direct effect in the national legal order upon publication, provided they are self-executing. This monist stance influences the legal framework of the Kingdom as a whole, including Aruba. However, the application of this principle in Aruba is nuanced due to its autonomous status and the division of responsibilities under the Charter.

In Aruba, the incorporation of treaties into national law generally follows the monist approach inherited from the Dutch legal tradition. According to Article I.3 of the Constitution of Aruba, human rights and fundamental freedoms as enshrined in international treaties ratified by the Kingdom are directly applicable in Aruba. This provision suggests that certain treaty obligations, especially those related to human rights, do not require additional legislative action to be enforceable within Aruba’s legal system. For instance, treaties such as the European Convention on Human Rights (ECHR), to which the Kingdom is a party, are directly invocable in Aruban courts, provided their provisions are self-executing.

However, for treaties that fall outside the realm of human rights or are not self-executing, Aruba often requires additional steps to ensure compliance with domestic law, reflecting elements of a dualist approach. This hybrid mechanism is evident in cases where treaties concluded by the Kingdom need to be implemented through national legislation passed by the Staten van Aruba. For example, economic or trade agreements may necessitate enabling legislation to adjust local regulations or policies to align with international commitments. This process underscores the practical necessity of legislative action in certain domains, despite the overarching monist inclination of the Kingdom’s legal system.

Thus, while Aruba’s approach to treaties leans toward monism, particularly concerning human rights instruments, it operates within a hybrid system where dualist practices are employed for non-self-executing treaties or when local implementation is required. This balance allows Aruba to uphold international commitments while accommodating its specific legal and political context within the Kingdom structure.

Implementation of Treaties into National Law

The process of translating international treaties into Aruba’s national law is intricately tied to the division of competences between the Kingdom and Aruba, as well as the nature of the treaty in question. As previously mentioned, the monist tradition of the Netherlands influences Aruba’s legal system, allowing for the direct application of certain treaty provisions. However, the implementation process varies depending on whether a treaty is self-executing or requires domestic legislation.

For self-executing treaties, particularly those related to human rights, direct effect is achieved upon ratification and publication, as per the principles outlined in the Dutch Constitution and reflected in Aruba’s legal framework. Article I.3 of the Constitution of Aruba explicitly states that international agreements concerning human rights are binding and can be directly invoked before Aruban courts. This provision ensures that treaties like the International Covenant on Civil and Political Rights (ICCPR) or the Convention on the Rights of the Child (CRC), to which the Kingdom is a party, are enforceable in Aruba without additional legislative measures, provided their provisions are clear and specific enough to be applied by judges.

For treaties that are not self-executing, the implementation process involves legislative action by the Staten van Aruba. The Aruban parliament plays a crucial role in enacting laws that align national policies with international obligations. This process typically begins with the Kingdom concluding a treaty on behalf of Aruba, followed by consultations with Aruban authorities to determine the necessary domestic adjustments. Once agreement is reached, the Aruban government submits a bill to the Staten for approval, ensuring that the treaty’s provisions are incorporated into national law. This mechanism is particularly common for treaties related to trade, taxation, or environmental standards, where local regulations must be amended to reflect international commitments.

Additionally, the role of the Kingdom’s oversight must be acknowledged in the implementation process. Under the Charter, the Kingdom government retains the authority to ensure that Aruba complies with international obligations, particularly in areas affecting the interests of the entire Kingdom. If Aruba fails to implement a treaty adequately, the Kingdom may intervene to enforce compliance, though such instances are rare due to the collaborative nature of governance within the Kingdom.

In practice, the implementation of treaties in Aruba reflects a pragmatic approach that balances international obligations with local autonomy. By combining direct application for certain treaties with legislative action for others, Aruba maintains flexibility in addressing its unique socio-political and economic context while honoring the commitments made on its behalf by the Kingdom.

Aruba and the Vienna Convention on the Law of Treaties (1969)

The Vienna Convention on the Law of Treaties (VCLT), adopted on May 23, 1969, and entered into force on January 27, 1980, is a cornerstone of international law, codifying the rules and principles governing the formation, interpretation, and termination of treaties. Given Aruba’s status as a constituent country within the Kingdom of the Netherlands, its relationship with the VCLT is mediated through the Kingdom’s participation in the Convention. This section examines whether Aruba is a party to the VCLT and the implications of its status for other countries engaging in treaty-making with Aruba.

The Kingdom of the Netherlands signed the VCLT on May 23, 1969, and ratified it on April 9, 1985, with the Convention applying to all parts of the Kingdom, including Aruba. However, as Aruba does not possess full sovereignty in foreign affairs, it is not an independent party to the VCLT. Instead, the Kingdom acts on behalf of Aruba in matters governed by the Convention. This means that treaties concluded by the Kingdom on behalf of Aruba are subject to the principles and rules of the VCLT, such as those concerning treaty formation (Articles 6-18), interpretation (Articles 31-33), and termination (Articles 54-64) (United Nations, 1969).

The application of the VCLT to Aruba through the Kingdom has several implications for other states entering into treaties with Aruba. First, it ensures that treaty-making processes involving Aruba adhere to internationally recognized standards, providing a predictable and stable framework for negotiations. For instance, other states can rely on the Kingdom’s adherence to Article 27 of the VCLT, which prohibits a party from invoking internal law as justification for failing to perform a treaty, thereby ensuring that commitments made on behalf of Aruba are binding under international law.

Second, the VCLT’s rules on interpretation can assist in resolving potential disputes over treaty terms. Since Aruba’s treaty obligations are underpinned by the Kingdom’s ratification of the VCLT, other states can expect that any ambiguities in agreements will be addressed using the interpretive methods outlined in Articles 31 and 32, which prioritize the ordinary meaning of treaty text in light of its object and purpose (United Nations, 1969). This provides a degree of legal certainty for international partners.

For other countries, understanding that Aruba operates under the VCLT framework via the Kingdom is crucial for effective treaty-making. It suggests that negotiations should primarily be conducted with or through the Kingdom government, particularly for treaties of a political or defense nature, while allowing for direct engagement with Aruban authorities on matters within their autonomous competence, such as economic or cultural agreements. Moreover, other states should be aware of the Kingdom’s oversight role, which may affect the timeline and process of treaty implementation in Aruba.

In comparison, states that are not parties to the VCLT or have different treaty-making traditions might face challenges in aligning their practices with the Kingdom’s VCLT-based approach. However, since many of the VCLT’s provisions are considered customary international law, they are applicable even to non-parties, thereby facilitating broader cooperation (Sinclair, 1984). For instance, the principle of pacta sunt servanda (treaties must be observed), enshrined in Article 26 of the VCLT, is universally recognized and ensures that commitments with Aruba remain binding regardless of a state’s VCLT status.

In conclusion, while Aruba is not an independent party to the VCLT, its treaty-making framework is governed by the Convention through the Kingdom of the Netherlands. This relationship provides a structured and internationally accepted basis for engaging with Aruba, offering valuable lessons for other states on the importance of recognizing the nuances of shared sovereignty and the role of overarching legal frameworks in treaty-making with autonomous entities.

Implications for International Cooperation

Aruba’s treaty-making framework, shaped by its constitutional ties to the Kingdom of the Netherlands and its hybrid monist-dualist approach, carries significant implications for international cooperation. Understanding these dynamics enables other states to navigate potential challenges and capitalize on opportunities for collaboration with Aruba in various domains, including trade, environmental protection, and cultural exchange.

One key implication is the need for other states to engage with both Aruban authorities and the Kingdom government during treaty negotiations. Given that the Kingdom retains authority over foreign affairs, formal agreements often require approval from The Hague, even when they pertain to Aruba’s autonomous areas. This dual-layered process may extend the timeline for concluding treaties, necessitating patience and clear communication from international partners. However, it also ensures that agreements are backed by the legal and diplomatic weight of the Kingdom, enhancing their enforceability.

Additionally, Aruba’s adherence to the VCLT through the Kingdom provides a reliable framework for treaty-making, as previously discussed. Other states can draw lessons from this arrangement, particularly in how to approach treaty-making with entities that possess limited sovereignty. For instance, recognizing the importance of involving both local and central authorities can prevent misunderstandings and facilitate smoother negotiations. This model may be particularly relevant for states dealing with other autonomous territories or federal systems where powers are divided between different levels of government.

Furthermore, Aruba’s hybrid approach to treaty incorporation highlights the importance of flexibility in international legal relations. By balancing direct application with legislative implementation, Aruba demonstrates how autonomous entities can harmonize international obligations with local priorities. Other states may find this approach instructive when crafting treaties that require domestic adaptation, ensuring that agreements are both legally binding and practically feasible.

Finally, Aruba’s position within the Kingdom underscores the significance of contextual awareness in international law. States seeking to enter into treaties with Aruba must consider its unique status and the broader legal framework of the Kingdom, including its monist leanings and VCLT commitments. Such awareness can prevent legal or diplomatic missteps and foster mutually beneficial partnerships.

Conclusion

Aruba’s treaty-making framework is a complex interplay of constitutional provisions, shared sovereignty with the Kingdom of the Netherlands, and adherence to international legal norms. The constitutional foundations, rooted in the Charter for the Kingdom of the Netherlands and the Constitution of Aruba, establish a system where Aruba possesses limited autonomy in entering into treaties, subject to the oversight of the Kingdom government. The hybrid monist-dualist approach adopted by Aruba reflects a balance between direct application of certain treaties, particularly in human rights, and the necessity of legislative action for others, ensuring compatibility with local circumstances. In terms of international commitments, Aruba operates under the principles of the Vienna Convention on the Law of Treaties through the Kingdom’s ratification, providing a structured and predictable basis for treaty-making with other states.

For the international community, Aruba’s framework offers valuable insights into engaging with autonomous entities within larger sovereign structures. It highlights the importance of navigating dual authorities, adhering to internationally recognized treaty norms, and accommodating local legal traditions. While Aruba’s specific context may not be universally replicable, the principles underlying its treaty-making processes—coordination, flexibility, and legal clarity—can inform other states in crafting effective and sustainable international agreements. As global interdependence continues to grow, understanding the nuances of treaty-making with entities like Aruba will remain essential for fostering cooperation and upholding the rule of law in international relations.

References

  • Charter for the Kingdom of the Netherlands (Statuut voor het Koninkrijk der Nederlanden). (1954, as amended).
  • Constitution of Aruba. (1986). Available through official publications of the Government of Aruba.
  • Sinclair, I. (1984). The Vienna Convention on the Law of Treaties (2nd ed.). Manchester University Press.
  • United Nations. (1969). Vienna Convention on the Law of Treaties. United Nations Treaty Series, vol. 1155, p. 331.